Our Listing Advisors
Role of a LADThe LAD is the DCSX participant who guides and advises a prospective issuer towards the listing of their security on the DCSX. From the initial financial structuring phase, the preparation of a prospectus, assistance in promotion of the issuance all thru the submission of the required documentation that has to be submitted to the DCSX, the LAD is the participant who makes sure each issue is executed and finalized in accordance with the Rules and Regulations of the DCSX. Once listed, the LAD remains the party that is responsible for proper continued communication to and with the DCSX and for submission of relevant documentation that is required yearly or otherwise once an issuer is listed.
The LAD acts as coordinator between the issuer and the exchange at all times. So any issuer that seeks to list on DCSX must have a LAD, both in the process of the listing and throughout its life as a listed entity. The LAD will be accountable for the correctness of information and ensures that an issuer fulfils its transparency requirements.
Pre Listing > The LAD will guide the issuer through the entire pro